Unclaimed Profile

Nicholas Andrew Barnett

SQN VENTURE PARTNERS, LLC·CHARLESTON, South Carolina

SIE, Series 6, Series 7, Series 63, Series 66Clean record18 years registeredSQN VENTURE PARTNERS, LLC

320 BROAD ST., CHARLESTON, SC 29401CRD# 5258906Firm CRD# 301483

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Andrew Barnett · CHARLESTON, SC

Registration

CRD #5258906 · SQN VENTURE PARTNERS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SQN VENTURE PARTNERS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

Apr 2008 – Jul 2008

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · April 11, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SQN VENTURE PARTNERS, LLC

CRD 301483 · SEC 801-124879

AUM

$155M

Regulatory assets under management

Employees

5 client accounts

Services offered by SQN VENTURE PARTNERS, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at SQN VENTURE PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Andrew Barnett offer?

Nicholas Andrew Barnett specializes in Retirement Planning.

What are Nicholas Andrew Barnett's credentials?

Nicholas Andrew Barnett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Andrew Barnett located?

Nicholas Andrew Barnett is based in CHARLESTON, South Carolina, last registered with SQN VENTURE PARTNERS, LLC.

How does Nicholas Andrew Barnett charge for services?

Nicholas Andrew Barnett's firm is compensated through percentage of aum, performance-based fees, other: structuring fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SQN VENTURE PARTNERS, LLC?

SQN VENTURE PARTNERS, LLC has approximately 6 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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