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Diane Victoria Nugent

VICTORIA CAPITAL MANAGEMENT, INC.·CHARLESTON, South Carolina
Series 2, Series 65Clean record23 years registeredVICTORIA CAPITAL MANAGEMENT, INC.
109 EAST BAY STREET, CHARLESTON, SC 29401CRD# 2280108Firm CRD# 107665

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Diane Victoria Nugent · CHARLESTON, SC
Registration
CRD #2280108 · VICTORIA CAPITAL MANAGEMENT, INC. · 23 years registered
Brand Profile
Not yet started
01

Career History

VICTORIA CAPITAL MANAGEMENT, INC.
Aug 2025 – present
VICTORIA CAPITAL MANAGEMENT, INC.
Jul 2003 – Jul 2025
CHARLESTON, SC
02

Registrations & Exams

FINRA examinations passed
Series 2
Series 65
Registration record
First registered · July 14, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VICTORIA CAPITAL MANAGEMENT, INC.
CRD 107665 · SEC 801-112588
AUM
$265M
Regulatory assets under management
Employees
3
135 client accounts
Services offered by VICTORIA CAPITAL MANAGEMENT, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at VICTORIA CAPITAL MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Diane Victoria Nugent offer?
Diane Victoria Nugent specializes in Investment Management, Fee-Only Advisory. Contact their office in CHARLESTON, South Carolina for a consultation.
What are Diane Victoria Nugent's credentials?
Diane Victoria Nugent is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Diane Victoria Nugent located?
Diane Victoria Nugent is based in CHARLESTON, South Carolina, working with VICTORIA CAPITAL MANAGEMENT, INC.. Their office serves clients in the CHARLESTON metropolitan area and surrounding communities.
How does Diane Victoria Nugent charge for services?
Diane Victoria Nugent's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VICTORIA CAPITAL MANAGEMENT, INC.?
VICTORIA CAPITAL MANAGEMENT, INC. has approximately 3 employees and manages $265M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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