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Thomas Earle Gardner

ENDURANCE WEALTH MANAGEMENT, INC.·PROVIDENCE, Rhode Island
Clean recordENDURANCE WEALTH MANAGEMENT, INC.
101 DYER STREET 4TH FLOOR, PROVIDENCE, RI 02903-7104CRD# 5878000Firm CRD# 148129

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Earle Gardner · PROVIDENCE, RI
Registration
CRD #5878000 · ENDURANCE WEALTH MANAGEMENT, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas Earle Gardner is a registered financial advisor based in PROVIDENCE, Rhode Island, affiliated with ENDURANCE WEALTH MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ENDURANCE WEALTH MANAGEMENT, INC.
ENDURANCE WEALTH MANAGEMENT, INC.
AUM
$1.0B
Regulatory assets under management
Employees
9
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Other: 1 NON-DISCRETIONARY ACCOUNT
Regulatory
SEC/IARD CRD# 5878000
Firm CRD# 148129
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Earle Gardner offer?
Thomas Earle Gardner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.
What are Thomas Earle Gardner's credentials?
Thomas Earle Gardner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Earle Gardner located?
Thomas Earle Gardner is based in PROVIDENCE, Rhode Island, working with ENDURANCE WEALTH MANAGEMENT, INC.. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does Thomas Earle Gardner charge for services?
Thomas Earle Gardner's firm is compensated through percentage of aum, other: 1 non-discretionary account. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ENDURANCE WEALTH MANAGEMENT, INC.?
ENDURANCE WEALTH MANAGEMENT, INC. has approximately 9 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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