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Nicholas William Delbrocco

OCEAN STATE ASSET MANAGEMENT, LLC·PROVIDENCE, Rhode Island
OCEAN STATE ASSET MANAGEMENT, LLC
101 DYER STREET, PROVIDENCE, RI 02903-3908CRD# 4676566Firm CRD# 133452

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas William Delbrocco · PROVIDENCE, RI
Registration
CRD #4676566 · OCEAN STATE ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

Nicholas William Delbrocco is a registered financial advisor based in PROVIDENCE, Rhode Island, affiliated with OCEAN STATE ASSET MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
OCEAN STATE ASSET MANAGEMENT, LLC
OCEAN STATE ASSET MANAGEMENT, LLC
AUM
$176M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at OCEAN STATE ASSET MANAGEMENT, LLC →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4676566
Firm CRD# 133452
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Nicholas William Delbrocco offer?
Nicholas William Delbrocco specializes in Investment Management, Wealth Management. Contact their office in PROVIDENCE, Rhode Island for a consultation.
What are Nicholas William Delbrocco's credentials?
Nicholas William Delbrocco is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas William Delbrocco located?
Nicholas William Delbrocco is based in PROVIDENCE, Rhode Island, working with OCEAN STATE ASSET MANAGEMENT, LLC. Their office serves clients in the PROVIDENCE metropolitan area and surrounding communities.
How does Nicholas William Delbrocco charge for services?
Nicholas William Delbrocco's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OCEAN STATE ASSET MANAGEMENT, LLC?
OCEAN STATE ASSET MANAGEMENT, LLC has approximately 1 employees and manages $176M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Charles Alfred Pulcano
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