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Daniel Da Ponte

AXIS WEALTH PARTNERS, LLC·EAST PROVIDENCE, Rhode Island
Series 7, Series 66Clean record24 years registeredAXIS WEALTH PARTNERS, LLC
400 MASSASOIT AVENUE, EAST PROVIDENCE, RI 02914CRD# 4351051Firm CRD# 167122

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Daniel Da Ponte · EAST PROVIDENCE, RI
Registration
CRD #4351051 · AXIS WEALTH PARTNERS, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

AXIS WEALTH PARTNERS, LLC
Mar 2013 – present
COMMONWEALTH FINANCIAL NETWORK
May 2005 – Mar 2013
EAST PROVIDENCE, RI
UBS FINANCIAL SERVICES INC.
Jan 2002 – May 2005
PROVIDENCE, RI
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · January 15, 2002
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AXIS WEALTH PARTNERS, LLC
CRD 167122 · SEC 801-120324
AUM
$242M
Regulatory assets under management
Employees
9
1,479 client accounts
Services offered by AXIS WEALTH PARTNERS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at AXIS WEALTH PARTNERS, LLC →
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05

Frequently Asked Questions

What services does Daniel Da Ponte offer?
Daniel Da Ponte specializes in Financial Planning, Investment Management. Contact their office in EAST PROVIDENCE, Rhode Island for a consultation.
What are Daniel Da Ponte's credentials?
Daniel Da Ponte is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Da Ponte located?
Daniel Da Ponte is based in EAST PROVIDENCE, Rhode Island, working with AXIS WEALTH PARTNERS, LLC. Their office serves clients in the EAST PROVIDENCE metropolitan area and surrounding communities.
How does Daniel Da Ponte charge for services?
Daniel Da Ponte's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AXIS WEALTH PARTNERS, LLC?
AXIS WEALTH PARTNERS, LLC has approximately 9 employees and manages $242M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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