Unclaimed Profile

Eduardo L Ballori

VAB ADVISORS, LLC.·SAN JUAN, Puerto Rico

SIE, Series 7, Series 66Clean record11 years registeredVAB ADVISORS, LLC.

352 FERNANDO PRIMERO, SAN JUAN, PR 00918CRD# 6275455Firm CRD# 155204

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eduardo L Ballori · SAN JUAN, PR

Registration

CRD #6275455 · VAB ADVISORS, LLC. · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VAB ADVISORS, LLC.

VAB ADVISORS, LLC.

Apr 2017 – Dec 2019

SAN JUAN, PR

UBS FINANCIAL SERVICES INC.

Jan 2015 – Jun 2015

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 6, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VAB ADVISORS, LLC.

CRD 155204 · SEC 801-72194

AUM

$67M

Regulatory assets under management

Employees

1 client accounts

Services offered by VAB ADVISORS, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VAB ADVISORS, LLC. →

Introduction

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Frequently Asked Questions

What services does Eduardo L Ballori offer?

Eduardo L Ballori specializes in Financial Planning, Investment Management, Wealth Management.

What are Eduardo L Ballori's credentials?

Eduardo L Ballori is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eduardo L Ballori located?

Eduardo L Ballori is based in SAN JUAN, Puerto Rico, last registered with VAB ADVISORS, LLC..

How does Eduardo L Ballori charge for services?

Eduardo L Ballori's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VAB ADVISORS, LLC.?

VAB ADVISORS, LLC. has approximately 2 employees and manages $67M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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