Unclaimed Profile

Robert Alan Connell

APEX FINANCIAL ADVISORS, INC·YARDLEY, Pennsylvania

Series 4, Series 5, Series 7, Series 12, Series 24, Series 53, Series 63, Series 6526 years registeredAPEX FINANCIAL ADVISORS, INC

85 SOUTH MAIN STREET, YARDLEY, PA 19067CRD# 804920Firm CRD# 155210

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Alan Connell · YARDLEY, PA

Registration

CRD #804920 · APEX FINANCIAL ADVISORS, INC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: APEX FINANCIAL ADVISORS, INC

APEX FINANCIAL ADVISORS, INC

Oct 2010 – Dec 2025

YARDLEY, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2009 – Aug 2010

YARDLEY, PA

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Jul 2009

NEWTOWN, PA

CITIGROUP GLOBAL MARKETS INC.

Jan 2000 – Jun 2009

NEWTOWN, PA

Registrations & Exams

FINRA examinations passed

Series 4

Series 5

Series 7

Series 12

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · January 6, 2000

Years registered · 26

Disclosure History

1993Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

APEX FINANCIAL ADVISORS, INC

CRD 155210 · SEC 801-71884

AUM

$538M

Regulatory assets under management

Employees

553 client accounts

Services offered by APEX FINANCIAL ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at APEX FINANCIAL ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Robert Alan Connell offer?

Robert Alan Connell specializes in Financial Planning, Investment Management.

What are Robert Alan Connell's credentials?

Robert Alan Connell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Alan Connell located?

Robert Alan Connell is based in YARDLEY, Pennsylvania, last registered with APEX FINANCIAL ADVISORS, INC.

How does Robert Alan Connell charge for services?

Robert Alan Connell's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is APEX FINANCIAL ADVISORS, INC?

APEX FINANCIAL ADVISORS, INC has approximately 8 employees and manages $538M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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