Unclaimed Profile

William Andrew Morgan

HERBEIN WEALTH MANAGEMENT, L.L.C.·WYOMISSING, Pennsylvania

Series 7, Series 63, Series 65Clean record26 years registeredHERBEIN WEALTH MANAGEMENT, L.L.C.

2763 CENTURY BLVD., WYOMISSING, PA 19610CRD# 4485287Firm CRD# 118114

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Andrew Morgan · WYOMISSING, PA

Registration

CRD #4485287 · HERBEIN WEALTH MANAGEMENT, L.L.C. · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HERBEIN WEALTH MANAGEMENT, L.L.C.

BUCKINGHAM STRATEGIC WEALTH, LLC

Jul 2016 – Jun 2024

Wyomissing, PA

HERBEIN WEALTH MANAGEMENT, L.L.C.

Jan 2000 – Nov 2016

WYOMISSING, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · January 13, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HERBEIN WEALTH MANAGEMENT, L.L.C.

CRD 118114 · SEC 801-63116

AUM

$284M

Regulatory assets under management

Employees

1,109 client accounts

Services offered by HERBEIN WEALTH MANAGEMENT, L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HERBEIN WEALTH MANAGEMENT, L.L.C. →

Introduction

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Frequently Asked Questions

What services does William Andrew Morgan offer?

William Andrew Morgan specializes in Financial Planning, Investment Management, Wealth Management.

What are William Andrew Morgan's credentials?

William Andrew Morgan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Andrew Morgan located?

William Andrew Morgan is based in WYOMISSING, Pennsylvania, last registered with HERBEIN WEALTH MANAGEMENT, L.L.C..

How does William Andrew Morgan charge for services?

William Andrew Morgan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERBEIN WEALTH MANAGEMENT, L.L.C.?

HERBEIN WEALTH MANAGEMENT, L.L.C. has approximately 5 employees and manages $284M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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