Unclaimed Profile

Thomas Raymond Platt

CONNORS INVESTOR SERVICES INC·WYOMISSING, Pennsylvania

SIE, Series 6, Series 7, Series 26, Series 63, Series 65Clean record24 years registeredCONNORS INVESTOR SERVICES INC

1210 BROADCASTING ROAD, WYOMISSING, PA 19610-3213CRD# 2075737Firm CRD# 106993

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Raymond Platt · WYOMISSING, PA

Registration

CRD #2075737 · CONNORS INVESTOR SERVICES INC · 24 years registered

Brand Profile

Not yet started

Career History

CONNORS INVESTOR SERVICES INC

Mar 2015 – present

BLACKROCK FUND ADVISORS

Jun 2007 – Jun 2011

SAN FRANCISCO, CA

PUTNAM INVESTMENT MANAGEMENT, LLC

Mar 2002 – May 2007

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · March 8, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONNORS INVESTOR SERVICES INC

CRD 106993 · SEC 801-6211

AUM

$1.1B

Regulatory assets under management

Employees

613 client accounts

Services offered by CONNORS INVESTOR SERVICES INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at CONNORS INVESTOR SERVICES INC →

Introduction

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Frequently Asked Questions

What services does Thomas Raymond Platt offer?

Thomas Raymond Platt specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in WYOMISSING, Pennsylvania for a consultation.

What are Thomas Raymond Platt's credentials?

Thomas Raymond Platt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Raymond Platt located?

Thomas Raymond Platt is based in WYOMISSING, Pennsylvania, working with CONNORS INVESTOR SERVICES INC. Their office serves clients in the WYOMISSING metropolitan area and surrounding communities.

How does Thomas Raymond Platt charge for services?

Thomas Raymond Platt's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONNORS INVESTOR SERVICES INC?

CONNORS INVESTOR SERVICES INC has approximately 9 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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