Unclaimed Profile

James Francis Aten

WEIK INVESTMENT SERVICES, INC.·WYOMISSING, Pennsylvania

SIE, Series 7, Series 63, Series 65Clean record19 years registeredWEIK INVESTMENT SERVICES, INC.

1075 BERKSHIRE BLVD, WYOMISSING, PA 19610-1227CRD# 1686947Firm CRD# 107068

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Francis Aten · WYOMISSING, PA

Registration

CRD #1686947 · WEIK INVESTMENT SERVICES, INC. · 19 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Apr 2020 – present

INFINEX INVESTMENTS, INC.

Mar 2018 – Jan 2020

JONESTOWN, PA

BB&T INVESTMENT SERVICES, INC.

Aug 2016 – Aug 2017

LANCASTER, PA

COASTAL INVESTMENT ADVISORS

Jul 2013 – Apr 2014

WILMINGTON, DE

WEIK INVESTMENT SERVICES, INC

Apr 2011 – Jul 2012

WYOMISSING, PA

ATEN ASSET MANAGEMENT, INC

May 2007 – Sep 2007

LANCASTER, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · May 11, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEIK CAPITAL MANAGEMENT, INC

CRD 107068 · SEC 801-30452

AUM

$278M

Regulatory assets under management

Employees

183 client accounts

Services offered by WEIK CAPITAL MANAGEMENT, INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at WEIK CAPITAL MANAGEMENT, INC →

Introduction

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Frequently Asked Questions

What services does James Francis Aten offer?

James Francis Aten specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in WYOMISSING, Pennsylvania for a consultation.

What are James Francis Aten's credentials?

James Francis Aten is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Francis Aten located?

James Francis Aten is based in WYOMISSING, Pennsylvania, working with WEIK INVESTMENT SERVICES, INC.. Their office serves clients in the WYOMISSING metropolitan area and surrounding communities.

How does James Francis Aten charge for services?

James Francis Aten's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEIK INVESTMENT SERVICES, INC.?

WEIK INVESTMENT SERVICES, INC. has approximately 8 employees and manages $278M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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