Unclaimed Profile

Wayne Frank Guidotti

CAPITAL INVESTMENT SERVICES, INC.·WEST CHESTER, Pennsylvania

SIE, Series 1, Series 24, Series 51, Series 63, Series 6524 years registeredCAPITAL INVESTMENT SERVICES, INC.

140 W GAY ST, WEST CHESTER, PA 19380CRD# 231748Firm CRD# 120357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wayne Frank Guidotti · WEST CHESTER, PA

Registration

CRD #231748 · CAPITAL INVESTMENT SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL INVESTMENT SERVICES, INC.

HOOVER FINANCIAL ADVISORS, INC.

Jan 2020 – Jul 2021

MALVERN, PA

CAPITAL INVESTMENT SERVICES, INC.

Jun 2002 – Dec 2019

WEST CHESTER, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 24

Series 51

Series 63

Series 65

Registration record

First registered · June 20, 2002

Years registered · 24

Disclosure History

1997Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL INVESTMENT SERVICES, INC.

CRD 120357 · SEC 801-61135

AUM

$133M

Regulatory assets under management

Employees

137 client accounts

Services offered by CAPITAL INVESTMENT SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL INVESTMENT SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Wayne Frank Guidotti offer?

Wayne Frank Guidotti specializes in Financial Planning, Investment Management.

What are Wayne Frank Guidotti's credentials?

Wayne Frank Guidotti is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wayne Frank Guidotti located?

Wayne Frank Guidotti is based in WEST CHESTER, Pennsylvania, last registered with CAPITAL INVESTMENT SERVICES, INC..

How does Wayne Frank Guidotti charge for services?

Wayne Frank Guidotti's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL INVESTMENT SERVICES, INC.?

CAPITAL INVESTMENT SERVICES, INC. has approximately 4 employees and manages $133M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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