Unclaimed Profile

Kevin James Gates

TFS CAPITAL LLC·WEST CHESTER, Pennsylvania

Series 65Clean record28 years registeredTFS CAPITAL LLC

10 N. HIGH ST, WEST CHESTER, PA 19380CRD# 3026619Firm CRD# 107811

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin James Gates · WEST CHESTER, PA

Registration

CRD #3026619 · TFS CAPITAL LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TFS CAPITAL LLC

TFS CAPITAL LLC

Mar 1998 – Dec 2017

WEST CHESTER, PA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 31, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TFS CAPITAL LLC

CRD 107811 · SEC 801-56947

AUM

$448M

Regulatory assets under management

Employees

5 client accounts

Services offered by TFS CAPITAL LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at TFS CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Kevin James Gates offer?

Kevin James Gates specializes in Investment Management, Retirement Planning.

What are Kevin James Gates's credentials?

Kevin James Gates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin James Gates located?

Kevin James Gates is based in WEST CHESTER, Pennsylvania, last registered with TFS CAPITAL LLC.

How does Kevin James Gates charge for services?

Kevin James Gates's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TFS CAPITAL LLC?

TFS CAPITAL LLC has approximately 17 employees and manages $448M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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