Unclaimed Profile

James Luce Pelletier

WEDMONT PRIVATE CAPITAL, LLC·WEST CHESTER, Pennsylvania

SIE, Series 7, Series 66Clean record11 years registeredWEDMONT PRIVATE CAPITAL, LLC

26 SOUTH CHURCH STREET, WEST CHESTER, PA 19382CRD# 6228242Firm CRD# 305815

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Luce Pelletier · WEST CHESTER, PA

Registration

CRD #6228242 · WEDMONT PRIVATE CAPITAL, LLC · 11 years registered

Brand Profile

Not yet started

Career History

WEDMONT PRIVATE CAPITAL

Dec 2019 – present

UBS FINANCIAL SERVICES INC.

Jan 2016 – Jan 2020

BOSTON, MA

CREDIT SUISSE SECURITIES (USA) LLC

Sep 2014 – Mar 2016

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 5, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEDMONT PRIVATE CAPITAL, LLC

CRD 305815 · SEC 801-121179

AUM

$1.6B

Regulatory assets under management

Employees

1,505 client accounts

Services offered by WEDMONT PRIVATE CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEDMONT PRIVATE CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does James Luce Pelletier offer?

James Luce Pelletier specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WEST CHESTER, Pennsylvania for a consultation.

What are James Luce Pelletier's credentials?

James Luce Pelletier is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Luce Pelletier located?

James Luce Pelletier is based in WEST CHESTER, Pennsylvania, working with WEDMONT PRIVATE CAPITAL, LLC. Their office serves clients in the WEST CHESTER metropolitan area and surrounding communities.

How does James Luce Pelletier charge for services?

James Luce Pelletier's firm is compensated through subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEDMONT PRIVATE CAPITAL, LLC?

WEDMONT PRIVATE CAPITAL, LLC has approximately 7 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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