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Steven Gregory Soles

TFS CAPITAL LLC·WEST CHESTER, Pennsylvania
Unclaimed Profile
10 N. HIGH ST, WEST CHESTER, PA 19380CRD# 6049490Firm CRD# 107811
01

About

Steven Gregory Soles is a registered financial advisor based in WEST CHESTER, Pennsylvania, affiliated with TFS CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
TFS CAPITAL LLC
TFS CAPITAL LLC
AUM
$448M
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at TFS CAPITAL LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 6049490
Firm CRD# 107811
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Steven Gregory Soles offer?
Steven Gregory Soles specializes in Investment Management, Retirement Planning. Contact their office in WEST CHESTER, Pennsylvania for a consultation.
What are Steven Gregory Soles's credentials?
Steven Gregory Soles is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Gregory Soles located?
Steven Gregory Soles is based in WEST CHESTER, Pennsylvania, working with TFS CAPITAL LLC. Their office serves clients in the WEST CHESTER metropolitan area and surrounding communities.
How does Steven Gregory Soles charge for services?
Steven Gregory Soles's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TFS CAPITAL LLC?
TFS CAPITAL LLC has approximately 17 employees and manages $448M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Pennsylvania
PHILADELPHIA (568)PITTSBURGH (541)RADNOR (221)WAYNE (201)CONSHOHOCKEN (146)
City Guides
PHILADELPHIA GuidePITTSBURGH GuideRADNOR GuideWAYNE GuideCONSHOHOCKEN Guide
Research
Advisor Fees in PennsylvaniaNational Fee Analysis
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