Unclaimed Profile

David Goddard Dorsett

CAPITAL & SECURITY MANAGEMENT, INC.·WEST CHESTER, Pennsylvania

35 years registeredCAPITAL & SECURITY MANAGEMENT, INC.

34 WEST MINER STREET, WEST CHESTER, PA 19382-3214CRD# 4348384Firm CRD# 108295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Goddard Dorsett · WEST CHESTER, PA

Registration

CRD #4348384 · CAPITAL & SECURITY MANAGEMENT, INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAPITAL & SECURITY MANAGEMENT, INC.

CAPITAL & SECURITY MANAGEMENT INC

Feb 1991 – Apr 2024

WEST CHESTER, PA

Registrations & Exams

Registration record

First registered · February 19, 1991

Years registered · 35

Disclosure History

2018Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL & SECURITY MANAGEMENT, INC.

CRD 108295 · SEC 801-22428

AUM

$71M

Regulatory assets under management

Employees

124 client accounts

Services offered by CAPITAL & SECURITY MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CAPITAL & SECURITY MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does David Goddard Dorsett offer?

David Goddard Dorsett specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are David Goddard Dorsett's credentials?

David Goddard Dorsett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Goddard Dorsett located?

David Goddard Dorsett is based in WEST CHESTER, Pennsylvania, last registered with CAPITAL & SECURITY MANAGEMENT, INC..

How does David Goddard Dorsett charge for services?

David Goddard Dorsett's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL & SECURITY MANAGEMENT, INC.?

CAPITAL & SECURITY MANAGEMENT, INC. has approximately 1 employees and manages $71M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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