Unclaimed Profile

Mark Gerard Comyns

THE WHARTON ADVISORY GROUP, LLC·WAYNE, Pennsylvania

SIE, Series 7, Series 63Clean record23 years registeredTHE WHARTON ADVISORY GROUP, LLC

148 EAST LANCASTER AVENUE, WAYNE, PA 19087CRD# 1057288Firm CRD# 120522

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Gerard Comyns · WAYNE, PA

Registration

CRD #1057288 · THE WHARTON ADVISORY GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

INDEPENDENCE SQUARE HOLDINGS, LLC

Jan 2020 – present

LPL FINANCIAL LLC

Aug 2012 – present

LPL FINANCIAL LLC

Aug 2010 – present

PRIVATE ADVISOR GROUP, LLC

Apr 2018 – Jan 2020

Wayne, PA

FSC SECURITIES CORPORATION

Dec 2007 – Aug 2010

WAYNE, PA

THE WHARTON ADVISORY GROUP, LLC

Apr 2006 – Jul 2018

WAYNE, PA

WHARTON CAPITAL GROUP, LLC

Nov 2002 – Dec 2005

WAYNE, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · November 6, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE WHARTON ADVISORY GROUP, LLC

CRD 120522 · SEC 801-61238

AUM

$638M

Regulatory assets under management

Employees

1,142 client accounts

Services offered by THE WHARTON ADVISORY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE WHARTON ADVISORY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Gerard Comyns offer?

Mark Gerard Comyns specializes in Financial Planning, Investment Management. Contact their office in WAYNE, Pennsylvania for a consultation.

What are Mark Gerard Comyns's credentials?

Mark Gerard Comyns is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Gerard Comyns located?

Mark Gerard Comyns is based in WAYNE, Pennsylvania, working with THE WHARTON ADVISORY GROUP, LLC. Their office serves clients in the WAYNE metropolitan area and surrounding communities.

How does Mark Gerard Comyns charge for services?

Mark Gerard Comyns's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE WHARTON ADVISORY GROUP, LLC?

THE WHARTON ADVISORY GROUP, LLC has approximately 12 employees and manages $638M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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