Unclaimed Profile

Daniel Sean Spencer

FORT FREDERICA CAPITAL, LLC·SEWICKLEY, Pennsylvania

SIE, Series 7, Series 31, Series 63, Series 6522 years registeredFORT FREDERICA CAPITAL, LLC

403 ORCHARD STREET, SEWICKLEY, PA 15143CRD# 3068294Firm CRD# 168389

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Sean Spencer · SEWICKLEY, PA

Registration

CRD #3068294 · FORT FREDERICA CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Feb 2025 – present

AMERIPRISE FINANCIAL SERVICES, LLC

Sep 2015 – Feb 2025

Atlanta, GA

FORT FREDERICA CAPITAL, LLC

Jan 2014 – Dec 2015

SEWICKLEY, PA

NATIONWIDE SECURITIES, LLC

Apr 2010 – Dec 2010

PITTSBURGH, PA

AMERIPRISE FINANCIAL SERVICES, INC.

Jan 2007 – Sep 2007

ALPHARETTA, GA

AMERIPRISE FINANCIAL SERVICES, INC.

Oct 2003 – Jun 2006

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · October 2, 2003

Years registered · 22

Disclosure History

2005Customer Dispute·Denied

1992Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FORT FREDERICA CAPITAL, LLC

CRD 168389 · SEC 801-78532

Employees

Total firm employees

Services offered by FORT FREDERICA CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FORT FREDERICA CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Sean Spencer offer?

Daniel Sean Spencer specializes in Financial Planning, Investment Management. Contact their office in SEWICKLEY, Pennsylvania for a consultation.

What are Daniel Sean Spencer's credentials?

Daniel Sean Spencer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Sean Spencer located?

Daniel Sean Spencer is based in SEWICKLEY, Pennsylvania, working with FORT FREDERICA CAPITAL, LLC. Their office serves clients in the SEWICKLEY metropolitan area and surrounding communities.

How does Daniel Sean Spencer charge for services?

Daniel Sean Spencer's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORT FREDERICA CAPITAL, LLC?

FORT FREDERICA CAPITAL, LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.

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