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William J Gaffey

AUFMAN ASSOCIATES INC·SEWICKLEY, Pennsylvania
Clean record23 years registeredAUFMAN ASSOCIATES INC
2200 GEORGETOWN DRIVE, SEWICKLEY, PA 15143CRD# 4610801Firm CRD# 104622

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William J Gaffey · SEWICKLEY, PA
Registration
CRD #4610801 · AUFMAN ASSOCIATES INC · 23 years registered
Brand Profile
Not yet started
01

Career History

AUFMAN ASSOCIATES INC
Jan 2003 – present
02

Registrations & Exams

Registration record
First registered · January 4, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
AUFMAN ASSOCIATES INC
CRD 104622 · SEC 801-19122
AUM
$808M
Regulatory assets under management
Employees
7
240 client accounts
Services offered by AUFMAN ASSOCIATES INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at AUFMAN ASSOCIATES INC →
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05

Frequently Asked Questions

What services does William J Gaffey offer?
William J Gaffey specializes in Financial Planning, Investment Management. Contact their office in SEWICKLEY, Pennsylvania for a consultation.
What are William J Gaffey's credentials?
William J Gaffey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William J Gaffey located?
William J Gaffey is based in SEWICKLEY, Pennsylvania, working with AUFMAN ASSOCIATES INC. Their office serves clients in the SEWICKLEY metropolitan area and surrounding communities.
How does William J Gaffey charge for services?
William J Gaffey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is AUFMAN ASSOCIATES INC?
AUFMAN ASSOCIATES INC has approximately 7 employees and manages $808M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at AUFMAN ASSOCIATES INC

Edward B Aufman
SEWICKLEY, PA
Edward J Aufman
SEWICKLEY, PA

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