Unclaimed Profile

Peter Rajinder Kohli

DMS ADVISORS, INC.·POTTSTOWN, Pennsylvania

SIE, Series 6, Series 63, Series 65ChFC20 years registeredDMS ADVISORS, INC.

1522 ASPEN DRIVE, POTTSTOWN, PA 19464CRD# 1064334Firm CRD# 159062

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter Rajinder Kohli · POTTSTOWN, PA

Registration

CRD #1064334 · DMS ADVISORS, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DMS ADVISORS, INC.

PETER R KOHLI

Feb 2016 – Dec 2016

POTTSTOWN, PA

TRUSTMONT ADVISORY GROUP, INC.

Jul 2010 – May 2015

GREENSBURG, PA

EQUITAS AMERICA, LLC

Apr 2006 – Jul 2010

WYOMISSING, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · April 11, 2006

Years registered · 20

Professional designation · ChFC

Disclosure History

2018Regulatory·Final

2016Civil·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PETER R KOHLI

CRD 159062 · SEC 801-73031

AUM

$11M

Regulatory assets under management

Employees

25 client accounts

Services offered by PETER R KOHLI

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

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Introduction

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Frequently Asked Questions

What services does Peter Rajinder Kohli offer?

Peter Rajinder Kohli specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Peter Rajinder Kohli's credentials?

Peter Rajinder Kohli holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Peter Rajinder Kohli located?

Peter Rajinder Kohli is based in POTTSTOWN, Pennsylvania, last registered with DMS ADVISORS, INC..

How does Peter Rajinder Kohli charge for services?

Peter Rajinder Kohli's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DMS ADVISORS, INC.?

DMS ADVISORS, INC. has approximately 2 employees and manages $11M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Nearby cities in Pennsylvania

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Research

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