Unclaimed Profile

Benjamin Dexter Duggan

BERKLEY CAPITAL MANAGEMENT, LLC·POTTSTOWN, Pennsylvania

SIE, Series 6, Series 7, Series 7TO, Series 63, Series 6616 years registeredBERKLEY CAPITAL MANAGEMENT, LLC

152 E HIGH ST, SUITE 440-E, POTTSTOWN, PA 19464CRD# 5714974Firm CRD# 316284

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin Dexter Duggan · POTTSTOWN, PA

Registration

CRD #5714974 · BERKLEY CAPITAL MANAGEMENT, LLC · 16 years registered

Brand Profile

Not yet started

Career History

EMPOWER ADVISORY GROUP, LLC

Jul 2024 – present

EMPOWER FINANCIAL SERVICES, INC.

Jul 2024 – present

KEY INVESTMENT SERVICES LLC

Mar 2021 – Jun 2021

DEPEW, NY

HAZARD & SIEGEL ADVISORY SERVICES LLC

Mar 2014 – Oct 2014

CHEEKTOWAGA, NY

WALL STREET FINANCIAL GROUP, INC

Jun 2010 – Mar 2011

CHEEKTOWAGA, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 7TO

Series 63

Series 66

Registration record

First registered · June 30, 2010

Years registered · 16

Disclosure History

2025Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does Benjamin Dexter Duggan offer?

Benjamin Dexter Duggan is a registered financial advisor in POTTSTOWN, Pennsylvania. Contact their office for details on services offered.

What are Benjamin Dexter Duggan's credentials?

Benjamin Dexter Duggan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Benjamin Dexter Duggan located?

Benjamin Dexter Duggan is based in POTTSTOWN, Pennsylvania, working with BERKLEY CAPITAL MANAGEMENT, LLC. Their office serves clients in the POTTSTOWN metropolitan area and surrounding communities.

How large is BERKLEY CAPITAL MANAGEMENT, LLC?

BERKLEY CAPITAL MANAGEMENT, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

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