Unclaimed Profile

Sheila Spainhour Shaffer

JANNEY MONTGOMERY SCOTT LLC·PHILADELPHIA, Pennsylvania

SIE, Series 7, Series 8, Series 9, Series 10, Series 63, Series 65CFPClean record30 years registeredJANNEY MONTGOMERY SCOTT LLC

1717 ARCH STREET, PHILADELPHIA, PA 19103CRD# 1230244Firm CRD# 463

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sheila Spainhour Shaffer · PHILADELPHIA, PA

Registration

CRD #1230244 · JANNEY MONTGOMERY SCOTT LLC · 30 years registered

Brand Profile

Not yet started

Career History

ROCKEFELLER CAPITAL MANAGEMENT

Nov 2023 – present

ROCKEFELLER FINANCIAL LLC

Oct 2023 – present

ROCKEFELLER CAPITAL MANAGEMENT

Oct 2023 – Nov 2023

JACKSONVILLE BEACH, FL

JANNEY MONTGOMERY SCOTT LLC

Aug 2009 – Oct 2023

WASHINGTON, DC

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Sep 2009

WASHINGTON, DC

CITIGROUP GLOBAL MARKETS INC.

Feb 2006 – Jun 2009

WASHINGTON, DC

LEGG MASON WOOD WALKER INC

Nov 1995 – Feb 2006

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · November 20, 1995

Years registered · 30

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JANNEY MONTGOMERY SCOTT LLC

CRD 463 · SEC 801-7258

AUM

$85.9B

Regulatory assets under management

Employees

2,295

226,034 client accounts

Services offered by JANNEY MONTGOMERY SCOTT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at JANNEY MONTGOMERY SCOTT LLC →

Introduction

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Frequently Asked Questions

What services does Sheila Spainhour Shaffer offer?

Sheila Spainhour Shaffer specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PHILADELPHIA, Pennsylvania for a consultation.

What are Sheila Spainhour Shaffer's credentials?

Sheila Spainhour Shaffer holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Sheila Spainhour Shaffer located?

Sheila Spainhour Shaffer is based in PHILADELPHIA, Pennsylvania, working with JANNEY MONTGOMERY SCOTT LLC. Their office serves clients in the PHILADELPHIA metropolitan area and surrounding communities.

How does Sheila Spainhour Shaffer charge for services?

Sheila Spainhour Shaffer's firm is compensated through percentage of aum, subscription fees, commissions, other: fee plus commission. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JANNEY MONTGOMERY SCOTT LLC?

JANNEY MONTGOMERY SCOTT LLC has approximately 2295 employees and manages $85.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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