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James Michael Carlucci

PWA FINANCIAL·NEWTOWN, Pennsylvania
Clean recordPWA FINANCIAL
503 E WASHINGTON AVE., NEWTOWN, PA 18940CRD# 5060714Firm CRD# 165369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Michael Carlucci · NEWTOWN, PA
Registration
CRD #5060714 · PWA FINANCIAL
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Michael Carlucci is a registered financial advisor based in NEWTOWN, Pennsylvania, affiliated with PWA FINANCIAL. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
PWA FINANCIAL
PWA FINANCIAL
AUM
$232M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at PWA FINANCIAL →
Services
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5060714
Firm CRD# 165369
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Michael Carlucci offer?
James Michael Carlucci specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NEWTOWN, Pennsylvania for a consultation.
What are James Michael Carlucci's credentials?
James Michael Carlucci is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Michael Carlucci located?
James Michael Carlucci is based in NEWTOWN, Pennsylvania, working with PWA FINANCIAL. Their office serves clients in the NEWTOWN metropolitan area and surrounding communities.
How does James Michael Carlucci charge for services?
James Michael Carlucci's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PWA FINANCIAL?
PWA FINANCIAL has approximately 5 employees and manages $232M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PWA FINANCIAL

Kenneth Charles Coniglio
NEWTOWN, PA
Michael David Carlucci
NEWTOWN, PA
Virginia Mary Coniglio
NEWTOWN, PA

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Research
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