Unclaimed Profile

Michael David Carlucci

PWA FINANCIAL·NEWTOWN, Pennsylvania

Series 7, Series 63, Series 65Clean record19 years registeredPWA FINANCIAL

503 E WASHINGTON AVE., NEWTOWN, PA 18940CRD# 2665833Firm CRD# 165369

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael David Carlucci · NEWTOWN, PA

Registration

CRD #2665833 · PWA FINANCIAL · 19 years registered

Brand Profile

Not yet started

Career History

PW NOVA FINANCIAL SERVICES LLC

Mar 2026 – present

PWA FINANCIAL

Jan 2013 – Dec 2025

NEWTOWN, PA

CORESTATES CAPITAL ADVISORS, LLC

Sep 2006 – Jan 2013

NEWTOWN, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · September 19, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PWA FINANCIAL

CRD 165369 · SEC 801-119127

AUM

$232M

Regulatory assets under management

Employees

1,025 client accounts

Services offered by PWA FINANCIAL

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PWA FINANCIAL →

Introduction

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Frequently Asked Questions

What services does Michael David Carlucci offer?

Michael David Carlucci specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in NEWTOWN, Pennsylvania for a consultation.

What are Michael David Carlucci's credentials?

Michael David Carlucci is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael David Carlucci located?

Michael David Carlucci is based in NEWTOWN, Pennsylvania, working with PWA FINANCIAL. Their office serves clients in the NEWTOWN metropolitan area and surrounding communities.

How does Michael David Carlucci charge for services?

Michael David Carlucci's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PWA FINANCIAL?

PWA FINANCIAL has approximately 5 employees and manages $232M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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