Unclaimed Profile

Patrick Carney

RODGERS & ASSOCIATES, LTD.·LANCASTER, Pennsylvania

SIE, Series 7, Series 63, Series 6519 years registeredRODGERS & ASSOCIATES, LTD.

2025 LITITZ PIKE, LANCASTER, PA 17601CRD# 4933406Firm CRD# 121700

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Carney · LANCASTER, PA

Registration

CRD #4933406 · RODGERS & ASSOCIATES, LTD. · 19 years registered

Brand Profile

Not yet started

Career History

RODGERS & ASSOCIATES

May 2015 – present

LINSCO/PRIVATE LEDGER CORP.

Apr 2007 – Nov 2007

NAUGATUCK, CT

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · April 17, 2007

Years registered · 19

Disclosure History

2014Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RODGERS & ASSOCIATES, LTD.

CRD 121700 · SEC 801-62118

AUM

$1.3B

Regulatory assets under management

Employees

3,366 client accounts

Services offered by RODGERS & ASSOCIATES, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RODGERS & ASSOCIATES, LTD. →

Introduction

Speak with Patrick

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Patrick is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LANCASTER?

Browse all registered financial advisors in LANCASTER, Pennsylvania or claim this profile if it's yours.

Browse LANCASTER Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Patrick Carney offer?

Patrick Carney specializes in Financial Planning, Investment Management. Contact their office in LANCASTER, Pennsylvania for a consultation.

What are Patrick Carney's credentials?

Patrick Carney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Carney located?

Patrick Carney is based in LANCASTER, Pennsylvania, working with RODGERS & ASSOCIATES, LTD.. Their office serves clients in the LANCASTER metropolitan area and surrounding communities.

How does Patrick Carney charge for services?

Patrick Carney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RODGERS & ASSOCIATES, LTD.?

RODGERS & ASSOCIATES, LTD. has approximately 20 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →