Unclaimed Profile

Rick Lee Rodgers

RODGERS & ASSOCIATES, LTD.·LANCASTER, Pennsylvania

Series 3, Series 7, Series 24, Series 63, Series 6529 years registeredRODGERS & ASSOCIATES, LTD.

2025 LITITZ PIKE, LANCASTER, PA 17601CRD# 1247022Firm CRD# 121700

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Lee Rodgers · LANCASTER, PA

Registration

CRD #1247022 · RODGERS & ASSOCIATES, LTD. · 29 years registered

Brand Profile

Not yet started

Career History

RODGERS & ASSOCIATES

Oct 2002 – present

GIRARD SECURITIES, INC.

Jan 2004 – Dec 2005

LANCASTER, PA

SENTRA SECURITIES CORP

Dec 1996 – Sep 2002

LANCASTER, PA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · December 18, 1996

Years registered · 29

Disclosure History

1994Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RODGERS & ASSOCIATES, LTD.

CRD 121700 · SEC 801-62118

AUM

$1.3B

Regulatory assets under management

Employees

3,366 client accounts

Services offered by RODGERS & ASSOCIATES, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RODGERS & ASSOCIATES, LTD. →

Introduction

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Frequently Asked Questions

What services does Rick Lee Rodgers offer?

Rick Lee Rodgers specializes in Financial Planning, Investment Management. Contact their office in LANCASTER, Pennsylvania for a consultation.

What are Rick Lee Rodgers's credentials?

Rick Lee Rodgers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rick Lee Rodgers located?

Rick Lee Rodgers is based in LANCASTER, Pennsylvania, working with RODGERS & ASSOCIATES, LTD.. Their office serves clients in the LANCASTER metropolitan area and surrounding communities.

How does Rick Lee Rodgers charge for services?

Rick Lee Rodgers's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RODGERS & ASSOCIATES, LTD.?

RODGERS & ASSOCIATES, LTD. has approximately 20 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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