Unclaimed Profile

Joseph Black Elliott

INDEPENDENCE SQUARE HOLDINGS, LLC·KING OF PRUSSIA, Pennsylvania

SIE, Series 6, Series 7, Series 24, Series 63CFP14 years registeredINDEPENDENCE SQUARE HOLDINGS, LLC

150 SOUTH WARNER ROAD, KING OF PRUSSIA, PA 19406CRD# 2498039Firm CRD# 300139

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Black Elliott · KING OF PRUSSIA, PA

Registration

CRD #2498039 · INDEPENDENCE SQUARE HOLDINGS, LLC · 14 years registered

Brand Profile

Not yet started

Career History

INDEPENDENCE SQUARE HOLDINGS, LLC

Jan 2020 – present

INDEPENDENCE SQUARE HOLDINGS, LLC

Jul 2019 – Jul 2019

KING OF PRUSSIA, PA

LPL FINANCIAL LLC

Aug 2012 – Mar 2026

KING OF PRUSSIA, PA

PRIVATE ADVISOR GROUP, LLC

May 2012 – Jan 2020

KING OF PRUSSIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Registration record

First registered · May 25, 2012

Years registered · 14

Professional designation · CFP

Disclosure History

2002Customer Dispute·Denied

2001Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INDEPENDENCE SQUARE HOLDINGS, LLC

CRD 300139 · SEC 801-116750

AUM

$1.1B

Regulatory assets under management

Employees

3,402 client accounts

Services offered by INDEPENDENCE SQUARE HOLDINGS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INDEPENDENCE SQUARE HOLDINGS, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Black Elliott offer?

Joseph Black Elliott specializes in Financial Planning, Investment Management. Contact their office in KING OF PRUSSIA, Pennsylvania for a consultation.

What are Joseph Black Elliott's credentials?

Joseph Black Elliott holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph Black Elliott located?

Joseph Black Elliott is based in KING OF PRUSSIA, Pennsylvania, working with INDEPENDENCE SQUARE HOLDINGS, LLC. Their office serves clients in the KING OF PRUSSIA metropolitan area and surrounding communities.

How does Joseph Black Elliott charge for services?

Joseph Black Elliott's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees, commissions, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENCE SQUARE HOLDINGS, LLC?

INDEPENDENCE SQUARE HOLDINGS, LLC has approximately 40 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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