Unclaimed Profile

James William Judge

ETHOS FINANCIAL GROUP, LLC·KING OF PRUSSIA, Pennsylvania

Series 6, Series 63, Series 6515 years registeredETHOS FINANCIAL GROUP, LLC

2200 RENAISSANCE BLVD, KING OF PRUSSIA, PA 19406CRD# 4818175Firm CRD# 321748

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James William Judge · KING OF PRUSSIA, PA

Registration

CRD #4818175 · ETHOS FINANCIAL GROUP, LLC · 15 years registered

Brand Profile

Not yet started

Career History

ETHOS FINANCIAL GROUP, LLC

Jun 2024 – present

GADSDEN

Apr 2019 – Dec 2019

WAYNE, PA

ALMANACK INVESTMENT PARTNERS

Mar 2016 – Jun 2022

WAYNE, PA

SPIRE WEALTH MANAGEMENT, LLC

Mar 2015 – Mar 2016

WAYNE, PA

GKFO, LLC

Mar 2011 – Feb 2015

W. CONSHOHOCKEN, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · March 2, 2011

Years registered · 15

Disclosure History

2022Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ETHOS FINANCIAL GROUP, LLC

CRD 321748 · SEC 801-125779

AUM

$914M

Regulatory assets under management

Employees

2,482 client accounts

Services offered by ETHOS FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ETHOS FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James William Judge offer?

James William Judge specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KING OF PRUSSIA, Pennsylvania for a consultation.

What are James William Judge's credentials?

James William Judge is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James William Judge located?

James William Judge is based in KING OF PRUSSIA, Pennsylvania, working with ETHOS FINANCIAL GROUP, LLC. Their office serves clients in the KING OF PRUSSIA metropolitan area and surrounding communities.

How does James William Judge charge for services?

James William Judge's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ETHOS FINANCIAL GROUP, LLC?

ETHOS FINANCIAL GROUP, LLC has approximately 26 employees and manages $914M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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