Unclaimed Profile

Daniel Cook Guy

ETHOS FINANCIAL GROUP, LLC·KING OF PRUSSIA, Pennsylvania

Series 65Clean record11 years registeredETHOS FINANCIAL GROUP, LLC

2200 RENAISSANCE BLVD, KING OF PRUSSIA, PA 19406CRD# 6369748Firm CRD# 321748

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Cook Guy · KING OF PRUSSIA, PA

Registration

CRD #6369748 · ETHOS FINANCIAL GROUP, LLC · 11 years registered

Brand Profile

Not yet started

Career History

ETHOS FINANCIAL GROUP, LLC

Jul 2022 – present

ALMANACK INVESTMENT PARTNERS

Apr 2016 – Jun 2022

WAYNE, PA

SPIRE WEALTH MANAGEMENT, LLC

Apr 2015 – Mar 2016

NARBERTH, PA

FOREFRONT ANALYTICS, LLC

Aug 2014 – Apr 2015

W. CONSHOHOCKEN, PA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 19, 2014

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ETHOS FINANCIAL GROUP, LLC

CRD 321748 · SEC 801-125779

AUM

$914M

Regulatory assets under management

Employees

2,482 client accounts

Services offered by ETHOS FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ETHOS FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Cook Guy offer?

Daniel Cook Guy specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KING OF PRUSSIA, Pennsylvania for a consultation.

What are Daniel Cook Guy's credentials?

Daniel Cook Guy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Cook Guy located?

Daniel Cook Guy is based in KING OF PRUSSIA, Pennsylvania, working with ETHOS FINANCIAL GROUP, LLC. Their office serves clients in the KING OF PRUSSIA metropolitan area and surrounding communities.

How does Daniel Cook Guy charge for services?

Daniel Cook Guy's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ETHOS FINANCIAL GROUP, LLC?

ETHOS FINANCIAL GROUP, LLC has approximately 26 employees and manages $914M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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