Unclaimed Profile

Kelly Lorraine Pickering

SHARP WEALTH ADVISORY, LLC·HORSHAM, Pennsylvania

SIE, Series 6, Series 7, Series 22, Series 24, Series 63, Series 65Clean record29 years registeredSHARP WEALTH ADVISORY, LLC

100 TOURNAMENT DRIVE, HORSHAM, PA 19044CRD# 1198822Firm CRD# 289325

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelly Lorraine Pickering · HORSHAM, PA

Registration

CRD #1198822 · SHARP WEALTH ADVISORY, LLC · 29 years registered

Brand Profile

Not yet started

Career History

J. ALDEN ASSOCIATES, INC.

Mar 2024 – present

SHARP FINANCIAL

Jan 2024 – present

CAPTRUST

Apr 2019 – Dec 2023

Tampa, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Sep 2016 – Mar 2019

ST. PETERSBURG, FL

CETERA INVESTMENT ADVISERS LLC

Sep 2015 – Mar 2016

SOUTH PASADENA, FL

CURIAN CAPITAL, LLC

Jan 2013 – Jun 2015

DENVER, CO

LPL FINANCIAL LLC

Jan 1997 – Dec 2011

DENVER, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Registration record

First registered · January 1, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHARP WEALTH ADVISORY, LLC

CRD 289325 · SEC 801-111775

AUM

$305M

Regulatory assets under management

Employees

362 client accounts

Services offered by SHARP WEALTH ADVISORY, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHARP WEALTH ADVISORY, LLC →

Introduction

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Frequently Asked Questions

What services does Kelly Lorraine Pickering offer?

Kelly Lorraine Pickering specializes in Financial Planning, Investment Management. Contact their office in HORSHAM, Pennsylvania for a consultation.

What are Kelly Lorraine Pickering's credentials?

Kelly Lorraine Pickering is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelly Lorraine Pickering located?

Kelly Lorraine Pickering is based in HORSHAM, Pennsylvania, working with SHARP WEALTH ADVISORY, LLC. Their office serves clients in the HORSHAM metropolitan area and surrounding communities.

How does Kelly Lorraine Pickering charge for services?

Kelly Lorraine Pickering's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHARP WEALTH ADVISORY, LLC?

SHARP WEALTH ADVISORY, LLC has approximately 8 employees and manages $305M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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