Unclaimed Profile

Robert A Mccarty

WARREN FINANCIAL SERVICE & ASSOCIATES, INC.·EXTON, Pennsylvania

Series 65Clean record11 years registeredWARREN FINANCIAL SERVICE & ASSOCIATES, INC.

7 DOWLIN FORGE RD, EXTON, PA 19341CRD# 6463096Firm CRD# 119066

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert A Mccarty · EXTON, PA

Registration

CRD #6463096 · WARREN FINANCIAL SERVICE & ASSOCIATES, INC. · 11 years registered

Brand Profile

Not yet started

Career History

EP WEALTH ADVISORS

Nov 2024 – present

WARREN FINANCIAL SERVICE

May 2015 – Dec 2022

KENNESAW, GA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 7, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WARREN FINANCIAL SERVICE & ASSOCIATES, INC.

CRD 119066 · SEC 802-127869

AUM

$366M

Regulatory assets under management

Services offered by WARREN FINANCIAL SERVICE & ASSOCIATES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WARREN FINANCIAL SERVICE & ASSOCIATES, INC. →

Introduction

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Frequently Asked Questions

What services does Robert A Mccarty offer?

Robert A Mccarty specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in EXTON, Pennsylvania for a consultation.

What are Robert A Mccarty's credentials?

Robert A Mccarty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert A Mccarty located?

Robert A Mccarty is based in EXTON, Pennsylvania, working with WARREN FINANCIAL SERVICE & ASSOCIATES, INC.. Their office serves clients in the EXTON metropolitan area and surrounding communities.

How does Robert A Mccarty charge for services?

Robert A Mccarty's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WARREN FINANCIAL SERVICE & ASSOCIATES, INC.?

WARREN FINANCIAL SERVICE & ASSOCIATES, INC. is a registered investment adviser with the SEC, managing $366M in regulatory assets under management. See their Form ADV for full details.

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