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Courtney Lynn Kauffman

PROWELL FINANCIAL MANAGEMENT, LLC·EXTON, Pennsylvania
Clean record4 years registeredPROWELL FINANCIAL MANAGEMENT, LLC
717 CONSTITUTION DRIVE, EXTON, PA 19341CRD# 7469800Firm CRD# 281762

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Courtney Lynn Kauffman · EXTON, PA
Registration
CRD #7469800 · PROWELL FINANCIAL MANAGEMENT, LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

PROWELL FINANCIAL MANAGEMENT, LLC
Nov 2021 – present
02

Registrations & Exams

Registration record
First registered · November 17, 2021
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PROWELL FINANCIAL MANAGEMENT, LLC
CRD 281762 · SEC 801-108292
AUM
$8.3B
Regulatory assets under management
Employees
4
325 client accounts
Services offered by PROWELL FINANCIAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PROWELL FINANCIAL MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Courtney Lynn Kauffman offer?
Courtney Lynn Kauffman specializes in Financial Planning, Investment Management. Contact their office in EXTON, Pennsylvania for a consultation.
What are Courtney Lynn Kauffman's credentials?
Courtney Lynn Kauffman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Courtney Lynn Kauffman located?
Courtney Lynn Kauffman is based in EXTON, Pennsylvania, working with PROWELL FINANCIAL MANAGEMENT, LLC. Their office serves clients in the EXTON metropolitan area and surrounding communities.
How does Courtney Lynn Kauffman charge for services?
Courtney Lynn Kauffman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROWELL FINANCIAL MANAGEMENT, LLC?
PROWELL FINANCIAL MANAGEMENT, LLC has approximately 4 employees and manages $8.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PROWELL FINANCIAL MANAGEMENT, LLC

Mark Edward Prowell
EXTON, PA
Sarah Cook Lynch
EXTON, PA

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