Unclaimed Profile

Mark Edward Prowell

PROWELL FINANCIAL MANAGEMENT, LLC·EXTON, Pennsylvania

SIE, Series 7, Series 63, Series 66Clean record14 years registeredPROWELL FINANCIAL MANAGEMENT, LLC

717 CONSTITUTION DRIVE, EXTON, PA 19341CRD# 1781070Firm CRD# 281762

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Edward Prowell · EXTON, PA

Registration

CRD #1781070 · PROWELL FINANCIAL MANAGEMENT, LLC · 14 years registered

Brand Profile

Not yet started

Career History

PROWELL FINANCIAL MANAGEMENT, LLC

Feb 2016 – present

CAPITAL ANALYSTS

Jul 2012 – Mar 2016

Exton, PA

LINCOLN INVESTMENT PLANNING, LLC

Jul 2012 – Mar 2016

EXTON, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · July 17, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PROWELL FINANCIAL MANAGEMENT, LLC

CRD 281762 · SEC 801-108292

AUM

$8.3B

Regulatory assets under management

Employees

325 client accounts

Services offered by PROWELL FINANCIAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PROWELL FINANCIAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Edward Prowell offer?

Mark Edward Prowell specializes in Financial Planning, Investment Management. Contact their office in EXTON, Pennsylvania for a consultation.

What are Mark Edward Prowell's credentials?

Mark Edward Prowell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Edward Prowell located?

Mark Edward Prowell is based in EXTON, Pennsylvania, working with PROWELL FINANCIAL MANAGEMENT, LLC. Their office serves clients in the EXTON metropolitan area and surrounding communities.

How does Mark Edward Prowell charge for services?

Mark Edward Prowell's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROWELL FINANCIAL MANAGEMENT, LLC?

PROWELL FINANCIAL MANAGEMENT, LLC has approximately 4 employees and manages $8.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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