Unclaimed Profile

Richard Stephen Wiedl

LEGACY ADVISORY SERVICES, LLC·EXTON, Pennsylvania

SIE, Series 4, Series 6, Series 7, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOCFPClean record20 years registeredLEGACY ADVISORY SERVICES, LLC

658 EXTON COMMONS, EXTON, PA 19341CRD# 2957396Firm CRD# 147173

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Stephen Wiedl · EXTON, PA

Registration

CRD #2957396 · LEGACY ADVISORY SERVICES, LLC · 20 years registered

Brand Profile

Not yet started

Career History

LEGACY ADVISORY SERVICES, LLC

Jun 2008 – present

HERITAGE ADVISORY SERVICES, INC.

Feb 2006 – Feb 2008

EXTON, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · February 3, 2006

Years registered · 20

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LEGACY ADVISORY SERVICES, LLC

CRD 147173 · SEC 801-128187

AUM

$132M

Regulatory assets under management

Employees

341 client accounts

Services offered by LEGACY ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LEGACY ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Stephen Wiedl offer?

Richard Stephen Wiedl specializes in Financial Planning, Investment Management. Contact their office in EXTON, Pennsylvania for a consultation.

What are Richard Stephen Wiedl's credentials?

Richard Stephen Wiedl holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Richard Stephen Wiedl located?

Richard Stephen Wiedl is based in EXTON, Pennsylvania, working with LEGACY ADVISORY SERVICES, LLC. Their office serves clients in the EXTON metropolitan area and surrounding communities.

How does Richard Stephen Wiedl charge for services?

Richard Stephen Wiedl's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LEGACY ADVISORY SERVICES, LLC?

LEGACY ADVISORY SERVICES, LLC has approximately 3 employees and manages $132M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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