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Derek Christopher Fiorenza

SUMMIT GROUP RETIREMENT PLANNERS, INC.·EXTON, Pennsylvania
SIE, Series 6, Series 7, Series 63, Series 66Clean record13 years registeredSUMMIT GROUP RETIREMENT PLANNERS, INC.
431 EXTON COMMONS, EXTON, PA 19341CRD# 5825196Firm CRD# 169823

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Derek Christopher Fiorenza · EXTON, PA
Registration
CRD #5825196 · SUMMIT GROUP RETIREMENT PLANNERS, INC. · 13 years registered
Brand Profile
Not yet started
01

Career History

SUMMIT GROUP RETIREMENT PLANNERS, INC.
Dec 2013 – present
NFP SECURITIES, INC.
Sep 2012 – Dec 2013
KING OF PRUSSIA, PA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 63
Series 66
Registration record
First registered · September 11, 2012
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SUMMIT GROUP RETIREMENT PLANNERS, INC.
CRD 169823 · SEC 801-110664
AUM
$260M
Regulatory assets under management
Employees
4
327 client accounts
Services offered by SUMMIT GROUP RETIREMENT PLANNERS, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SUMMIT GROUP RETIREMENT PLANNERS, INC. →
Introduction

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05

Frequently Asked Questions

What services does Derek Christopher Fiorenza offer?
Derek Christopher Fiorenza specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in EXTON, Pennsylvania for a consultation.
What are Derek Christopher Fiorenza's credentials?
Derek Christopher Fiorenza is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Derek Christopher Fiorenza located?
Derek Christopher Fiorenza is based in EXTON, Pennsylvania, working with SUMMIT GROUP RETIREMENT PLANNERS, INC.. Their office serves clients in the EXTON metropolitan area and surrounding communities.
How does Derek Christopher Fiorenza charge for services?
Derek Christopher Fiorenza's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUMMIT GROUP RETIREMENT PLANNERS, INC.?
SUMMIT GROUP RETIREMENT PLANNERS, INC. has approximately 4 employees and manages $260M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SUMMIT GROUP RETIREMENT PLANNERS, INC.

Anthony John Fiorenza
EXTON, PA

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