Unclaimed Profile

Herman Lubomir Rij

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC·CENTER VALLEY, Pennsylvania

SIE, Series 1, Series 5, Series 7TO, Series 31, Series 63, Series 6529 years registeredQUADRANT PRIVATE WEALTH MANAGEMENT, LLC

3850 SIERRA CIRCLE, CENTER VALLEY, PA 18034CRD# 376692Firm CRD# 277044

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Herman Lubomir Rij · CENTER VALLEY, PA

Registration

CRD #376692 · QUADRANT PRIVATE WEALTH MANAGEMENT, LLC · 29 years registered

Brand Profile

Not yet started

Career History

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

Aug 2015 – present

QUADRANT PRIVATE WEALTH, LLC

May 2014 – Aug 2015

BETHLEHEM, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 1996 – May 2014

BETHLEHEM, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 5

Series 7TO

Series 31

Series 63

Series 65

Registration record

First registered · December 6, 1996

Years registered · 29

Disclosure History

2003Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

CRD 277044 · SEC 801-106484

AUM

$1.6B

Regulatory assets under management

Employees

2,628 client accounts

Services offered by QUADRANT PRIVATE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUADRANT PRIVATE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Herman Lubomir Rij offer?

Herman Lubomir Rij specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CENTER VALLEY, Pennsylvania for a consultation.

What are Herman Lubomir Rij's credentials?

Herman Lubomir Rij is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Herman Lubomir Rij located?

Herman Lubomir Rij is based in CENTER VALLEY, Pennsylvania, working with QUADRANT PRIVATE WEALTH MANAGEMENT, LLC. Their office serves clients in the CENTER VALLEY metropolitan area and surrounding communities.

How does Herman Lubomir Rij charge for services?

Herman Lubomir Rij's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing with our affiliate, focus risk solutions.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUADRANT PRIVATE WEALTH MANAGEMENT, LLC?

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC has approximately 16 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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