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Francis Edward Lawler

QUADRANT PRIVATE WEALTH MANAGEMENT, LLC·CENTER VALLEY, Pennsylvania
Series 7, Series 63, Series 65Clean record8 years registeredQUADRANT PRIVATE WEALTH MANAGEMENT, LLC
3850 SIERRA CIRCLE, CENTER VALLEY, PA 18034CRD# 5538457Firm CRD# 277044

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Francis Edward Lawler · CENTER VALLEY, PA
Registration
CRD #5538457 · QUADRANT PRIVATE WEALTH MANAGEMENT, LLC · 8 years registered
Brand Profile
Not yet started
01

Career History

02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · October 9, 2017
Years registered · 8
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC
CRD 277044 · SEC 801-106484
AUM
$1.6B
Regulatory assets under management
Employees
16
2,628 client accounts
Services offered by QUADRANT PRIVATE WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Francis Edward Lawler offer?
Francis Edward Lawler specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CENTER VALLEY, Pennsylvania for a consultation.
What are Francis Edward Lawler's credentials?
Francis Edward Lawler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Francis Edward Lawler located?
Francis Edward Lawler is based in CENTER VALLEY, Pennsylvania, working with QUADRANT PRIVATE WEALTH MANAGEMENT, LLC. Their office serves clients in the CENTER VALLEY metropolitan area and surrounding communities.
How does Francis Edward Lawler charge for services?
Francis Edward Lawler's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing with our affiliate, focus risk solutions.. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is QUADRANT PRIVATE WEALTH MANAGEMENT, LLC?
QUADRANT PRIVATE WEALTH MANAGEMENT, LLC has approximately 16 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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