Unclaimed Profile

Scott Taylor Sheffer

CARNEGIE WEALTH MANAGEMENT, LLC·BERWYN, Pennsylvania

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 65Clean record18 years registeredCARNEGIE WEALTH MANAGEMENT, LLC

850 CASSATT ROAD, BERWYN, PA 19312CRD# 3109236Firm CRD# 290430

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Taylor Sheffer · BERWYN, PA

Registration

CRD #3109236 · CARNEGIE WEALTH MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

CARNEGIE WEALTH MANAGEMENT, LLC

Mar 2018 – present

THE STRATEGIC FINANCIAL ALLIANCE

Aug 2017 – Jun 2020

BERWYN, PA

BARCLAYS CAPITAL INC.

Jan 2009 – Dec 2015

PHILADELPHIA, PA

LEHMAN BROTHERS INC.

Apr 2008 – Oct 2008

PHILADELPHIA, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · April 25, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARNEGIE WEALTH MANAGEMENT, LLC

CRD 290430 · SEC 801-114906

AUM

$336M

Regulatory assets under management

Employees

916 client accounts

Services offered by CARNEGIE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARNEGIE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Taylor Sheffer offer?

Scott Taylor Sheffer specializes in Financial Planning, Investment Management. Contact their office in BERWYN, Pennsylvania for a consultation.

What are Scott Taylor Sheffer's credentials?

Scott Taylor Sheffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Taylor Sheffer located?

Scott Taylor Sheffer is based in BERWYN, Pennsylvania, working with CARNEGIE WEALTH MANAGEMENT, LLC. Their office serves clients in the BERWYN metropolitan area and surrounding communities.

How does Scott Taylor Sheffer charge for services?

Scott Taylor Sheffer's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARNEGIE WEALTH MANAGEMENT, LLC?

CARNEGIE WEALTH MANAGEMENT, LLC has approximately 6 employees and manages $336M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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