Unclaimed Profile

Rick Scott Wayne

COHO PARTNERS, LTD.·BERWYN, Pennsylvania

Series 3, Series 7, Series 63Clean record19 years registeredCOHO PARTNERS, LTD.

300 BERWYN PARK, BERWYN, PA 19312CRD# 1272220Firm CRD# 111335

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Scott Wayne · BERWYN, PA

Registration

CRD #1272220 · COHO PARTNERS, LTD. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COHO PARTNERS, LTD.

COHO PARTNERS, LTD.

Feb 2007 – Jan 2022

BERWYN, PA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Registration record

First registered · February 15, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COHO PARTNERS, LTD.

CRD 111335 · SEC 801-60111

AUM

$4.6B

Regulatory assets under management

Employees

1,190 client accounts

Services offered by COHO PARTNERS, LTD.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at COHO PARTNERS, LTD. →

Introduction

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Frequently Asked Questions

What services does Rick Scott Wayne offer?

Rick Scott Wayne specializes in Investment Management, Retirement Planning, Wealth Management.

What are Rick Scott Wayne's credentials?

Rick Scott Wayne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rick Scott Wayne located?

Rick Scott Wayne is based in BERWYN, Pennsylvania, last registered with COHO PARTNERS, LTD..

How does Rick Scott Wayne charge for services?

Rick Scott Wayne's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COHO PARTNERS, LTD.?

COHO PARTNERS, LTD. has approximately 34 employees and manages $4.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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