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Timothy Charles Phillips

PHILLIPS AND COMPANY ADVISORS, LLC·PORTLAND, Oregon
SIE, Series 7, Series 24, Series 28, Series 63, Series 65, Series 99TO22 years registeredPHILLIPS AND COMPANY ADVISORS, LLC
1300 SW FIFTH AVE, PORTLAND, OR 97201-5628CRD# 1395428Firm CRD# 35800

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy Charles Phillips · PORTLAND, OR
Registration
CRD #1395428 · PHILLIPS AND COMPANY ADVISORS, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

PHILLIPS AND COMPANY ADVISORS LLC
Dec 2013 – present
PHILLIPS & COMPANY
Apr 2004 – Dec 2013
PORTLAND, OR
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 28
Series 63
Series 65
Series 99TO
Registration record
First registered · April 27, 2004
Years registered · 22
03

Disclosure History

1997Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
PHILLIPS AND COMPANY ADVISORS, LLC
CRD 35800 · SEC 801-
AUM
$754M
Regulatory assets under management
Employees
22
1,991 client accounts
Services offered by PHILLIPS AND COMPANY ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PHILLIPS AND COMPANY ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Timothy Charles Phillips offer?
Timothy Charles Phillips specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Oregon for a consultation.
What are Timothy Charles Phillips's credentials?
Timothy Charles Phillips is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy Charles Phillips located?
Timothy Charles Phillips is based in PORTLAND, Oregon, working with PHILLIPS AND COMPANY ADVISORS, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Timothy Charles Phillips charge for services?
Timothy Charles Phillips's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PHILLIPS AND COMPANY ADVISORS, LLC?
PHILLIPS AND COMPANY ADVISORS, LLC has approximately 22 employees and manages $754M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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