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PHILLIPS AND COMPANY ADVISORS LLC
PHILLIPS AND COMPANY ADVISORS LLC
PORTLAND, Oregon
·
4 registered advisors
·
CRD# 167214
SEC# 801-63879
0
503-224-0858
01
Firm Overview
AUM
$1.4B
Regulatory assets under management
Employees
22
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at PHILLIPS AND COMPANY ADVISORS LLC
4 registered advisors
James Todd Smith
PORTLAND, Oregon
CRD# 1396542
Joseph Thornton Harper
PORTLAND, Oregon
CRD# 3024865
Kathleen Hatleli Rasmussen
PORTLAND, Oregon
CRD# 2608755
Timothy Charles Phillips
PORTLAND, Oregon
CRD# 1395971
05
Office Locations
PORTLAND, Oregon
4 advisors
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Data sourced from SEC Form ADV filings. PHILLIPS AND COMPANY ADVISORS LLC (CRD# 167214) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.