Unclaimed Profile

Sara Jane Andres

M HOLDINGS SECURITIES, INC.·PORTLAND, Oregon

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65Clean record23 years registeredM HOLDINGS SECURITIES, INC.

1125 N.W. COUCH STREET, PORTLAND, OR 97209CRD# 2985300Firm CRD# 43285

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sara Jane Andres · PORTLAND, OR

Registration

CRD #2985300 · M HOLDINGS SECURITIES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

SHAREBUILDER 401K

Jan 2020 – present

M HOLDINGS SECURITIES, INC.

Jun 2017 – Jul 2018

PORTLAND, OR

CAPITAL ONE ADVISORS, LLC

Sep 2013 – Feb 2016

SEATTLE, WA

AMERITAS INVESTMENT CORP

Jul 2012 – Jul 2013

LINCOLN, NE

TD AMERITRADE, INC.

Apr 2010 – Apr 2012

BELLEVUE, NE

AMERIVEST INVESTMENT MANAGEMENT, LLC

Mar 2003 – Apr 2012

BELLEVUE, NE

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Registration record

First registered · March 26, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

M HOLDINGS SECURITIES, INC.

CRD 43285 · SEC 801-57304

AUM

$4.5B

Regulatory assets under management

Employees

706

9,871 client accounts

Services offered by M HOLDINGS SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at M HOLDINGS SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Sara Jane Andres offer?

Sara Jane Andres specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Oregon for a consultation.

What are Sara Jane Andres's credentials?

Sara Jane Andres is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sara Jane Andres located?

Sara Jane Andres is based in PORTLAND, Oregon, working with M HOLDINGS SECURITIES, INC.. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Sara Jane Andres charge for services?

Sara Jane Andres's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is M HOLDINGS SECURITIES, INC.?

M HOLDINGS SECURITIES, INC. has approximately 706 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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