Unclaimed Profile

Frank Edmund Day

M HOLDINGS SECURITIES, INC.·PORTLAND, Oregon

SIE, Series 4, Series 7, Series 24, Series 63, Series 65Clean record23 years registeredM HOLDINGS SECURITIES, INC.

1125 N.W. COUCH STREET, PORTLAND, OR 97209CRD# 3151160Firm CRD# 43285

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Edmund Day · PORTLAND, OR

Registration

CRD #3151160 · M HOLDINGS SECURITIES, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

Aug 2002 – Nov 2019

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · August 22, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

M HOLDINGS SECURITIES, INC.

CRD 43285 · SEC 801-57304

AUM

$4.5B

Regulatory assets under management

Employees

706

9,871 client accounts

Services offered by M HOLDINGS SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at M HOLDINGS SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Frank Edmund Day offer?

Frank Edmund Day specializes in Financial Planning, Investment Management, Wealth Management.

What are Frank Edmund Day's credentials?

Frank Edmund Day is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Edmund Day located?

Frank Edmund Day is based in PORTLAND, Oregon, last registered with M HOLDINGS SECURITIES, INC..

How does Frank Edmund Day charge for services?

Frank Edmund Day's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is M HOLDINGS SECURITIES, INC.?

M HOLDINGS SECURITIES, INC. has approximately 706 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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