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Katherine Joyce Anderson

M HOLDINGS SECURITIES, INC.·PORTLAND, Oregon
SIE, Series 7, Series 99TOClean recordM HOLDINGS SECURITIES, INC.
1125 N.W. COUCH STREET, PORTLAND, OR 97209CRD# 5530012Firm CRD# 43285

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Katherine Joyce Anderson · PORTLAND, OR
Registration
CRD #5530012 · M HOLDINGS SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
M HOLDINGS SECURITIES, INC.
CRD 43285 · SEC 801-57304
AUM
$4.5B
Regulatory assets under management
Employees
706
9,871 client accounts
Services offered by M HOLDINGS SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at M HOLDINGS SECURITIES, INC. →
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Frequently Asked Questions

What services does Katherine Joyce Anderson offer?
Katherine Joyce Anderson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Oregon for a consultation.
What are Katherine Joyce Anderson's credentials?
Katherine Joyce Anderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Katherine Joyce Anderson located?
Katherine Joyce Anderson is based in PORTLAND, Oregon, working with M HOLDINGS SECURITIES, INC.. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.
How does Katherine Joyce Anderson charge for services?
Katherine Joyce Anderson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is M HOLDINGS SECURITIES, INC.?
M HOLDINGS SECURITIES, INC. has approximately 706 employees and manages $4.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at M HOLDINGS SECURITIES, INC.

Kevin Bruce Kukar
PORTLAND, OR
Brian Bruce Bristow
PORTLAND, OR
Jennifer Marie Tucker
PORTLAND, OR
Sara Jane Andres
PORTLAND, OR
David Michael Kittredge
PORTLAND, OR
David Walter Schutt
PORTLAND, OR

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Research
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