Unclaimed Profile

Gary Scott Alton

TPG FINANCIAL ADVISORS, LLC·PORTLAND, Oregon

Series 6, Series 63, Series 6513 years registeredTPG FINANCIAL ADVISORS, LLC

11740 SW 68TH PARKWAY, PORTLAND, OR 97223CRD# 4156882Firm CRD# 141153

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gary Scott Alton · PORTLAND, OR

Registration

CRD #4156882 · TPG FINANCIAL ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TPG FINANCIAL ADVISORS, LLC

TPG FINANCIAL ADVISORS, LLC

Nov 2014 – Aug 2019

PORTLAND, OR

TPG FINANCIAL ADVISORS, LLC

Jan 2013 – Jul 2014

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · January 31, 2013

Years registered · 13

Disclosure History

2004Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TPG FINANCIAL ADVISORS, LLC

CRD 141153 · SEC 801-77417

AUM

$1.7B

Regulatory assets under management

Employees

1,514 client accounts

Services offered by TPG FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TPG FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Gary Scott Alton offer?

Gary Scott Alton specializes in Financial Planning, Investment Management, Retirement Planning.

What are Gary Scott Alton's credentials?

Gary Scott Alton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gary Scott Alton located?

Gary Scott Alton is based in PORTLAND, Oregon, last registered with TPG FINANCIAL ADVISORS, LLC.

How does Gary Scott Alton charge for services?

Gary Scott Alton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TPG FINANCIAL ADVISORS, LLC?

TPG FINANCIAL ADVISORS, LLC has approximately 20 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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