Unclaimed Profile

Carrie Thelise Maerz

TPG FINANCIAL ADVISORS, LLC·PORTLAND, Oregon

SIE, Series 4, Series 6, Series 7, Series 24, Series 26, Series 51, Series 63, Series 66Clean record8 years registeredTPG FINANCIAL ADVISORS, LLC

11850 SW 67TH AVENUE, PORTLAND, OR 97223CRD# 6025923Firm CRD# 141153

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carrie Thelise Maerz · PORTLAND, OR

Registration

CRD #6025923 · TPG FINANCIAL ADVISORS, LLC · 8 years registered

Brand Profile

Not yet started

Career History

TPG FINANCIAL ADVISORS, LLC

Feb 2023 – present

M HOLDINGS SECURITIES, INC.

Oct 2017 – Sep 2022

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 24

Series 26

Series 51

Series 63

Series 66

Registration record

First registered · October 23, 2017

Years registered · 8

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TPG FINANCIAL ADVISORS, LLC

CRD 141153 · SEC 801-77417

AUM

$1.7B

Regulatory assets under management

Employees

1,514 client accounts

Services offered by TPG FINANCIAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TPG FINANCIAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Carrie Thelise Maerz offer?

Carrie Thelise Maerz specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PORTLAND, Oregon for a consultation.

What are Carrie Thelise Maerz's credentials?

Carrie Thelise Maerz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carrie Thelise Maerz located?

Carrie Thelise Maerz is based in PORTLAND, Oregon, working with TPG FINANCIAL ADVISORS, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Carrie Thelise Maerz charge for services?

Carrie Thelise Maerz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TPG FINANCIAL ADVISORS, LLC?

TPG FINANCIAL ADVISORS, LLC has approximately 20 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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