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Chad Alexander Swanson

GRAIL INVESTMENTS, L.L.C.·MEDFORD, Oregon
Series 7, Series 31, Series 63, Series 6521 years registeredGRAIL INVESTMENTS, L.L.C.
1175 E. MAIN ST, MEDFORD, OR 97504CRD# 3180139Firm CRD# 163295

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Chad Alexander Swanson · MEDFORD, OR
Registration
CRD #3180139 · GRAIL INVESTMENTS, L.L.C. · 21 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: GRAIL INVESTMENTS, L.L.C.
KINGSVIEW WEALTH MANAGEMENT, LLC
Nov 2018 – Aug 2023
GRANTS PASS, OR
SKYOAK WEALTH MANAGEMENT, INC.
May 2017 – Nov 2018
Grants Pass, OR
STRATEGIC FINANCIAL MANAGEMENT, INC.
Jul 2011 – Aug 2017
GRANTS PASS, OR
MORGAN STANLEY SMITH BARNEY LLC
Jun 2009 – Jul 2011
BEND, OR
MORGAN STANLEY & CO. INCORPORATED
Feb 2009 – Jun 2009
BEND, OR
MORGAN STANLEY
Jun 2005 – Aug 2005
BEND, OR
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 31
Series 63
Series 65
Registration record
First registered · June 6, 2005
Years registered · 21
03

Disclosure History

2019Financial·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does Chad Alexander Swanson offer?
Chad Alexander Swanson is a registered financial advisor in MEDFORD, Oregon.
What are Chad Alexander Swanson's credentials?
Chad Alexander Swanson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Chad Alexander Swanson located?
Chad Alexander Swanson is based in MEDFORD, Oregon, last registered with GRAIL INVESTMENTS, L.L.C..
How large is GRAIL INVESTMENTS, L.L.C.?
GRAIL INVESTMENTS, L.L.C. is a registered investment adviser with the SEC. See their Form ADV for full details.
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Other Advisors at GRAIL INVESTMENTS, L.L.C.

Ronald John Coby
MEDFORD, OR
William Joseph Reishman
MEDFORD, OR

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