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Thomas James Sherwood

HEADWATER INVESTMENT CONSULTING,INC.·MCMINNVILLE, Oregon
Series 7, Series 31, Series 66Clean record15 years registeredHEADWATER INVESTMENT CONSULTING,INC.
408 SE 1ST ST., MCMINNVILLE, OR 97128CRD# 5821112Firm CRD# 133009

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas James Sherwood · MCMINNVILLE, OR
Registration
CRD #5821112 · HEADWATER INVESTMENT CONSULTING,INC. · 15 years registered
Brand Profile
Not yet started
01

Career History

HEADWATER INVESTMENT CONSULTING,INC.
Jan 2012 – present
MORGAN STANLEY SMITH BARNEY LLC
Sep 2010 – Nov 2011
PORTLAND, OR
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 31
Series 66
Registration record
First registered · September 24, 2010
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HEADWATER INVESTMENT CONSULTING,INC.
CRD 133009 · SEC 801-64965
AUM
$397M
Regulatory assets under management
Employees
5
1,292 client accounts
Services offered by HEADWATER INVESTMENT CONSULTING,INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HEADWATER INVESTMENT CONSULTING,INC. →
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05

Frequently Asked Questions

What services does Thomas James Sherwood offer?
Thomas James Sherwood specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MCMINNVILLE, Oregon for a consultation.
What are Thomas James Sherwood's credentials?
Thomas James Sherwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas James Sherwood located?
Thomas James Sherwood is based in MCMINNVILLE, Oregon, working with HEADWATER INVESTMENT CONSULTING,INC.. Their office serves clients in the MCMINNVILLE metropolitan area and surrounding communities.
How does Thomas James Sherwood charge for services?
Thomas James Sherwood's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HEADWATER INVESTMENT CONSULTING,INC.?
HEADWATER INVESTMENT CONSULTING,INC. has approximately 5 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HEADWATER INVESTMENT CONSULTING,INC.

Scott Wilson Chambers
MCMINNVILLE, OR
Kevin Wilson Chambers
MCMINNVILLE, OR

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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Oregon
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Research
Advisor Fees in OregonNational Fee Analysis
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