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Thomas James Sherwood

HEADWATER INVESTMENT CONSULTING,INC.·MCMINNVILLE, Oregon
Clean recordHEADWATER INVESTMENT CONSULTING,INC.
408 SE 1ST ST., MCMINNVILLE, OR 97128CRD# 5821112Firm CRD# 133009

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas James Sherwood · MCMINNVILLE, OR
Registration
CRD #5821112 · HEADWATER INVESTMENT CONSULTING,INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas James Sherwood is a registered financial advisor based in MCMINNVILLE, Oregon, affiliated with HEADWATER INVESTMENT CONSULTING,INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
HEADWATER INVESTMENT CONSULTING,INC.
HEADWATER INVESTMENT CONSULTING,INC.
AUM
$397M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at HEADWATER INVESTMENT CONSULTING,INC. →
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5821112
Firm CRD# 133009
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas James Sherwood offer?
Thomas James Sherwood specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MCMINNVILLE, Oregon for a consultation.
What are Thomas James Sherwood's credentials?
Thomas James Sherwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas James Sherwood located?
Thomas James Sherwood is based in MCMINNVILLE, Oregon, working with HEADWATER INVESTMENT CONSULTING,INC.. Their office serves clients in the MCMINNVILLE metropolitan area and surrounding communities.
How does Thomas James Sherwood charge for services?
Thomas James Sherwood's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HEADWATER INVESTMENT CONSULTING,INC.?
HEADWATER INVESTMENT CONSULTING,INC. has approximately 5 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HEADWATER INVESTMENT CONSULTING,INC.

Scott Wilson Chambers
MCMINNVILLE, OR
Kevin Wilson Chambers
MCMINNVILLE, OR

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Oregon
PORTLAND (575)LAKE OSWEGO (152)BEND (47)EUGENE (40)SALEM (35)BEAVERTON (27)MEDFORD (25)CLACKAMAS (15)JACKSONVILLE (11)GRANTS PASS (11)
City Guides
PORTLAND GuideLAKE OSWEGO GuideBEND GuideEUGENE GuideSALEM Guide
Research
Advisor Fees in OregonNational Fee Analysis
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