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Scott Alan Thompson

UPTICK CAPITAL MANAGEMENT, LLC·LAKE OSWEGO, Oregon
Series 65Clean record4 years registeredUPTICK CAPITAL MANAGEMENT, LLC
310 N STATE STREET, LAKE OSWEGO, OR 97034CRD# 2821414Firm CRD# 328602

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Alan Thompson · LAKE OSWEGO, OR
Registration
CRD #2821414 · UPTICK CAPITAL MANAGEMENT, LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

ALLIUM FINANCIAL ADVISORS, LLC
Apr 2022 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 27, 2022
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Introduction

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Frequently Asked Questions

What services does Scott Alan Thompson offer?
Scott Alan Thompson is a registered financial advisor in LAKE OSWEGO, Oregon. Contact their office for details on services offered.
What are Scott Alan Thompson's credentials?
Scott Alan Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Alan Thompson located?
Scott Alan Thompson is based in LAKE OSWEGO, Oregon, working with UPTICK CAPITAL MANAGEMENT, LLC. Their office serves clients in the LAKE OSWEGO metropolitan area and surrounding communities.
How large is UPTICK CAPITAL MANAGEMENT, LLC?
UPTICK CAPITAL MANAGEMENT, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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Other Advisors at UPTICK CAPITAL MANAGEMENT, LLC

Pradeep Tempalli
LAKE OSWEGO, OR
Sheree Demers Arntson
LAKE OSWEGO, OR

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Nearby cities in Oregon
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Research
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