Unclaimed Profile

Stephen Dauler Alison

ALISON, LLC·EUGENE, Oregon

SIE, Series 6, Series 7, Series 6322 years registeredALISON, LLC

450 COUNTRY CLUB ROAD, EUGENE, OR 97401CRD# 1542213Firm CRD# 132569

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Dauler Alison · EUGENE, OR

Registration

CRD #1542213 · ALISON, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALISON, LLC

ALISON, LLC

Oct 2004 – Dec 2014

EUGENE, OR

KMS FINANCIAL SERVICES, INC

Oct 2004 – Dec 2014

EUGENE, OR

ROEHL & SITTNER INVESTMENT ADVISORS LLC

Jun 2004 – Oct 2004

EUGENE, OR

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Registration record

First registered · June 9, 2004

Years registered · 22

Disclosure History

2016Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALISON, LLC

CRD 132569 · SEC 801-63466

AUM

$109M

Regulatory assets under management

Employees

522 client accounts

Services offered by ALISON, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ALISON, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Dauler Alison offer?

Stephen Dauler Alison specializes in Financial Planning, Investment Management, Wealth Management.

What are Stephen Dauler Alison's credentials?

Stephen Dauler Alison is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Dauler Alison located?

Stephen Dauler Alison is based in EUGENE, Oregon, last registered with ALISON, LLC.

How does Stephen Dauler Alison charge for services?

Stephen Dauler Alison's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALISON, LLC?

ALISON, LLC has approximately 3 employees and manages $109M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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