AdvisorOS Directory
Claim Profile
TG

Thomas Benson Gau

THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI·ASHLAND, Oregon
Unclaimed Profile
645 A STREET, ASHLAND, OR 97520CRD# 1294982Firm CRD# 139358
01

About

Thomas Benson Gau is a registered financial advisor based in ASHLAND, Oregon, affiliated with THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
S & P FINANCIAL, INC.
RETIREMENT PLANNING SPECIALISTS, INC.
AUM
$268M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at S & P FINANCIAL, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 1294982
Firm CRD# 139358
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in ASHLAND?

Browse all registered financial advisors in ASHLAND, Oregon or claim this profile if it's yours.

Browse ASHLAND AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Thomas Benson Gau offer?
Thomas Benson Gau specializes in Financial Planning, Investment Management. Contact their office in ASHLAND, Oregon for a consultation.
What are Thomas Benson Gau's credentials?
Thomas Benson Gau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Benson Gau located?
Thomas Benson Gau is based in ASHLAND, Oregon, working with THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI. Their office serves clients in the ASHLAND metropolitan area and surrounding communities.
How does Thomas Benson Gau charge for services?
Thomas Benson Gau's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI?
THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI has approximately 2 employees and manages $268M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in ASHLAND
Lorrie Anne Miller — KOENIG INVESTMENT ADVISORY, LLCChad Matthew Smith — S & P FINANCIAL, INC.Richard William Schultz — SCHULTZ AND ASSOCIATES INC.Christopher Patterson — S & P FINANCIAL, INC.Jeffrey L Mccullough — KOENIG INVESTMENT ADVISORY, LLC
Nearby cities in Oregon
PORTLAND (575)LAKE OSWEGO (152)BEND (47)EUGENE (40)SALEM (35)
City Guides
PORTLAND GuideLAKE OSWEGO GuideBEND GuideEUGENE GuideSALEM Guide
Research
Advisor Fees in OregonNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile