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Thomas Benson Gau

THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI·ASHLAND, Oregon
Clean recordTHOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI
645 A STREET, ASHLAND, OR 97520CRD# 1294982Firm CRD# 139358

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Benson Gau · ASHLAND, OR
Registration
CRD #1294982 · THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
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About

Thomas Benson Gau is a registered financial advisor based in ASHLAND, Oregon, affiliated with THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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Firm Overview

Firm
S & P FINANCIAL, INC.
RETIREMENT PLANNING SPECIALISTS, INC.
AUM
$268M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at S & P FINANCIAL, INC. →
Services
Financial planning
Portfolio management (individuals)
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Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 1294982
Firm CRD# 139358
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Thomas Benson Gau offer?
Thomas Benson Gau specializes in Financial Planning, Investment Management. Contact their office in ASHLAND, Oregon for a consultation.
What are Thomas Benson Gau's credentials?
Thomas Benson Gau is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Benson Gau located?
Thomas Benson Gau is based in ASHLAND, Oregon, working with THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI. Their office serves clients in the ASHLAND metropolitan area and surrounding communities.
How does Thomas Benson Gau charge for services?
Thomas Benson Gau's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI?
THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI has approximately 2 employees and manages $268M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THOMAS B. GAU ENTERPRISES, INC. DBA RETIREMENT PLANNING SPECIALI

Chad Matthew Smith
ASHLAND, OR
Christopher Patterson
ASHLAND, OR

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City Guides
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Research
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